Health Products and Services

Led project management and delivery team for domestic and international locations of a publicly held health products company’s multi-year SOX 404 compliance.


Business & Professional Services

Performed an organization-wide risk assessment and conducted internal audits for a global law firm, including work at international locations.

Assisted with project management and internal audit co-sourcing for corporate locations and subsidiary operating units for a major US-based company.


Higher Education

Led an internal audit risk assessment for a highly respected liberal arts college in Wisconsin, at the request of the Board of Directors and the institution’s Vice President for Administration.

Led a project with a leading education research and professional services organization in Illinois, on streamlining project management and financial processes to help management identify and implement efficiencies.


Led a multi-year project for Sarbanes-Oxley 404 compliance for the domestic and Canadian operations of a medical radiology software development firm. Helped to devise controls for SOP 98-9 and SOP 97-2,  Software Revenue Recognition.

Information Technology


Performed financial analysis and litigation support for insurance companies in rehabilitation or liquidation under State order. Worked with internal and external legal counsel to develop analyses and ultimately testified as an expert witness for recovery of misappropriated funds.

Directed internal audit for three subsidiaries of a $4 billion insurance company; responsible for annual risk assessments, recruiting, training and developing staff, oversight of internal audits, and reporting to executive management and the general auditor. Also led internal fraud investigations under the direction of internal and external legal counsel.

Financial Services and Insurance


Conducted external audit, review and compilation services for small to mid-sized manufacturers and distributors, often includes corporate tax consultation for key stakeholders.

Led and conducted internal audit risk assessments and delivered internal audit and Sarbanes-Oxley services for clients of KPMG.

Led and conducted multi-year internal audit risk assessments and corporate internal audits for the main operations and two operating subsidiaries of a major distribution company, involving work in multiple locations.

Manufacturing & Distribution


Led project management and delivery team for domestic locations of a pharmaceutical research and manufacturing company based in the U.K.

Performed initial risk assessment for Sarbanes-Oxley compliance for a pre-IPO company in preparation for their public offering.

Pharmaceuticals & Health Services


Led and delivered Sarbanes-Oxley internal controls compliance projects, including the information technology components for two real estate investment trusts.

Delivered Sarbanes-Oxley risk assessment and internal controls testing services for publicly traded real estate partnerships.

Commercial Real Estate


Led and delivered a one-year project for Sarbanes-Oxley 404 initial year compliance at a Fortune 500 company with revenues in excess of $10 billion.

Telecommunications/Wireless